Risk & Regulatory Reporting

Across the US, Europe and the UK, it is becoming increasingly crucial for investment managers to demonstrate proactive oversight of fund liquidity, including investor concentration. At Aiviq, we break down sub-registers and map out investor types, categories and locations to define risk calculations that enable automated, clear fund governance reporting.

Across the industry, poor fee and rebate management are leading to major internal audit findings and risk points for financial controllers, with weak liability management throwing out cash flow monitoring and external reporting. At Aiviq, we can help you reduce operational risk by solving repeat pain points such as tracking of new, unlinked accounts and funds, managing expiring terms and weeding out discrepancies in fee calculation methodologies.

With the introduction of the new Investment Firms Prudential Regime (IFPR), regulated firms are now obligated to calculate risk parameters (K factors) that quantify the risks they pose to the market, customers and themselves. Our reporting solutions help ensure that capital requirements are adhered to by providing accurate, auditable calculations for AUM, flow, revenue concentration and more.